DFX Intelligence
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Reading the graph
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Advisor at C•••••••
COPPELL, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• | Independent wealth | Sep 10, 2026 | n/a | yes | COPPELL, TX | Current employment |
| W••••• E••••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Jun 9, 2026 | Aug 17, 2026 | no | MCKINNEY, TX|PLYMOUTH, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••• E••••••••• A••••••• S•••••••• L•• | C••••••• | Aug 17, 2026 | Sep 10, 2026 | 24 | Firm change | Ibd to RIA |
| C••••••• | W••••• E••••••••• A••••••• S•••••••• L•• | Jun 8, 2026 | Jun 9, 2026 |
| C••••••• | Independent wealth | Apr 15, 2020 | Jun 8, 2026 | no | COPPELL, TX | Previous registration |
| U••• I••••••••• S••••••• C•••••• | No RAUM reported | Oct 28, 2019 | Apr 8, 2020 | no | Addison, TX | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Oct 9, 2015 | Sep 30, 2019 | no | Mckinney, TX | Previous registration |
| 1 |
| Firm change |
| RIA to ibd |
| U••• I••••••••• S••••••• C•••••• | C••••••• | Apr 8, 2020 | Apr 15, 2020 | 7 | Firm change | Ibd to RIA |
| C•••••• S••••• • C••• I••• | U••• I••••••••• S••••••• C•••••• | Sep 30, 2019 | Oct 28, 2019 | 28 | Firm change | Ibd to ibd |