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CRD 147075
WINTER PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN MITCHELL WEST | Certified Financial Planner | WINTER PARK, FL | 12 | 15 | n/a | no |
| Eric S Walter | Certified Financial Planner | WINTER PARK, FL | 2 | 10 | n/a | no |
| KYRON BLAIN HAROLD | Chartered Financial Analyst | WINTER PARK, FL | 2 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| WEST, JOHN, MITCHELL | SR ADVISOR, PRESIDENT, COO | E | yes | 10/2012 | Mar 27, 2012 | Aug 12, 2024 |
| HAROLD, KYRON, BLAIN | ADVISOR, SENIOR ANALYST, CCO | Na | no | 01/2023 | Mar 16, 2023 | Aug 12, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $265M | $265M | 6 | 5 | 0 | n/a | n/a |
| 2024 | Mar 13, 2025 | $249M | $249M | 6 | 5 | 0 | n/a | n/a |
| 2023 | Mar 14, 2024 | $227M | $227M | 5 | 4 | 0 | n/a | n/a |
| 2022 | Mar 16, 2023 | $196M | $196M | 5 | 4 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $236M | $236M | 5 | 4 | 0 | n/a | n/a |
| 2020 | Mar 26, 2021 | $193M | $193M | 5 | 4 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $172M | $172M | 5 | 4 | 0 | n/a | n/a |
| 2018 | Mar 27, 2019 | $148M | $148M | 5 | 4 | 1 | n/a | n/a |
| 2017 | Mar 30, 2018 | $157M | $157M | 4 | 4 | 1 | n/a | n/a |
| 2016 | Mar 29, 2017 | $137M | $137M | 4 | 4 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $134M | $133M | 4 | 4 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $128M | $128M | 4 | 4 | n/a | n/a | n/a |
| 2013 | Mar 14, 2014 | $119M | $118M | 4 | 4 | n/a | n/a | n/a |
| 2012 | Mar 21, 2013 | $101M | $101M | 3 | 3 | n/a | n/a | n/a |
| 2011 | May 2, 2012 | $90.3M | $89.0M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $265M | $249M | 6.4% | $196M | 10.5% | 6 | 6 | 0 | 0 |