DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• W••• W••••• M••••••••• I••
Latest filing Mar 24, 2026
First filing on the tape Mar 27, 2012 · 31 filings
SEC status approved since May 21, 2008
RAUM
$265M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$258M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$88.4M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$265M as of Mar 24, 2026
May 2, 2012$90.3M then
HNW client RAUM$227M as of Mar 24, 2026
Mar 30, 2018$132M then
State-registered IARs (5.B.3)3 as of Mar 24, 2026
May 2, 20120 then
Employees (5.A)6 as of Mar 24, 2026
Mar 21, 20133 then
Private funds: no history
RAUM +6.4% over the last fiscal year+11% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $88.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $559,754derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$227M85%
- Individuals$31.0M12%
- Pension and profit-sharing plans$6.6M2.5%
- Charitable organizations$940,0250.4%
- Individual clients
- 56reported
- HNW clients
- 82reported
- Pension plan clients
- 4reported
- Charitable clients
- 2reported
- Accounts
- 474reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• M••••••• W•••Certified Financial Planner | Winter Park, Fl | Mar 20, 2014 | 15 y | 0 |
| E••• S• W•••••Certified Financial Planner | Winter Park, Fl | Nov 13, 2023 | 10 y | 0 |
| K•••• B•••• H•••••Chartered Financial Analyst | Winter Park, Fl | Jul 26, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••• J•••• M••••••• · Sr Advisor, President, Coocontrolsince 10/2012 · owns 75% or more
- H•••••• K••••• B•••• · Advisor, Senior Analyst, Ccosince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Park, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 476 to 474Mar 13, 2025 to Feb 18, 2026
- Advisory activities · 3 to 4Mar 13, 2025 to Feb 18, 2026
- Individual clients · 51 to 56Mar 13, 2025 to Feb 18, 2026
- Pension plan clients · 3 to 4Mar 13, 2025 to Feb 18, 2026
- Discretionary RAUM · $249M to $265MMar 13, 2025 to Feb 18, 2026
- HNW RAUM · $213M to $227MMar 13, 2025 to Feb 18, 2026
- Individual RAUM · $29.6M to $31.0MMar 13, 2025 to Feb 18, 2026
- Pension RAUM · $6.3M to $6.6MMar 13, 2025 to Feb 18, 2026
- RAUM · $249M to $265MMar 13, 2025 to Feb 18, 2026
- Accounts · 471 to 476Aug 12, 2024 to Mar 13, 2025
- Advisory employees · 4 to 5Aug 12, 2024 to Mar 13, 2025
- Charity clients · unset to 2.0Aug 12, 2024 to Mar 13, 2025
- HNW clients · 80 to 82Aug 12, 2024 to Mar 13, 2025
- Individual clients · 45 to 51Aug 12, 2024 to Mar 13, 2025
- Pension plan clients · unset to 3.0Aug 12, 2024 to Mar 13, 2025
- Employees · 5 to 6Aug 12, 2024 to Mar 13, 2025
- Financial planning clients · 101-250 to 101-250Aug 12, 2024 to Mar 13, 2025
- Discretionary RAUM · $227M to $249MAug 12, 2024 to Mar 13, 2025
- HNW RAUM · $202M to $213MAug 12, 2024 to Mar 13, 2025
- Individual RAUM · $25.6M to $29.6MAug 12, 2024 to Mar 13, 2025
- Pension RAUM · unset to 6305695.0Aug 12, 2024 to Mar 13, 2025
- RAUM · $227M to $249MAug 12, 2024 to Mar 13, 2025
- State-registered IARs · 2 to 3Jul 24, 2024 to Aug 12, 2024
- Accounts · 472 to 471Nov 29, 2023 to Mar 14, 2024
- HNW clients · 72 to 80Nov 29, 2023 to Mar 14, 2024
- Individual clients · 55 to 45Nov 29, 2023 to Mar 14, 2024
- State-registered IARs · 0 to 2Nov 29, 2023 to Mar 14, 2024
- Discretionary RAUM · $210M to $227MNov 29, 2023 to Mar 14, 2024
- HNW RAUM · $177M to $202MNov 29, 2023 to Mar 14, 2024
- Individual RAUM · $32.5M to $25.6MNov 29, 2023 to Mar 14, 2024
- RAUM · $210M to $227MNov 29, 2023 to Mar 14, 2024
- Accounts · 423 to 472May 31, 2023 to Nov 29, 2023
- HNW clients · 70 to 72May 31, 2023 to Nov 29, 2023
- Individual clients · 49 to 55May 31, 2023 to Nov 29, 2023
- Discretionary RAUM · $208M to $210MMay 31, 2023 to Nov 29, 2023
- HNW RAUM · $180M to $177MMay 31, 2023 to Nov 29, 2023
- Individual RAUM · $27.8M to $32.5MMay 31, 2023 to Nov 29, 2023
- RAUM · $208M to $210MMay 31, 2023 to Nov 29, 2023
- Accounts · 410 to 423Mar 16, 2023 to May 31, 2023
- HNW clients · 67 to 70Mar 16, 2023 to May 31, 2023
Signals
1 dated events
- Shannon Susan Spraker (Founder) no longer on Schedule A of S•••••• W••• W••••• M••••••••• I•• (listed 2024-03-14, absent 2024-07-24)Jul 24, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@sprakerwest.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-478-7899reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-478-7898reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- sprakerwest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-478-7899reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- sprakerwest.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026