DFX Intelligence

R•••••• F••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor10 years in industry

R•••••• F••••• G•••••••

Advisor at B••••••••• W••••• A•••••••• L••

WHEATON, IL | Arlington, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:933e328b-01af-3d92-4a65-9f538f5d9c90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 26, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• A•••••••• L••	No RAUM reported	Apr 11, 2025	n/a	yes	WHEATON, IL\|Arlington, TX	Current employment
G••••••• A•••••••• L••	Independent wealth	Jul 27, 2024	Apr 10, 2025	no	ARDEN HILLS, MN\|Arlington, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• A•••••••• L••	B••••••••• W••••• A•••••••• L••	Apr 10, 2025	Apr 11, 2025	1	Firm change	Other
F•••••••••	G••••••• A•••••••• L••	Jul 24, 2024	Jul 27, 2024

Relationships

Registered with (3)

→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 11, 2025 to presentfactForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 27, 2024 to Apr 10, 2025factForm ADV
→ F•••••••••Registered adviserregistration: previous registration
Mar 26, 2023 to Jul 24, 2024factForm ADV

Dated events

Occurred
Apr 10, 2025
Advisor changed firm
R•••••• F••••• G••••••• left G••••••• A•••••••• L•• for B••••••••• W••••• A•••••••• L•• (registered 2025-04-11)
Form ADVobserved 7 days ago
Occurred
Jul 24, 2024
Advisor changed firm
R•••••• F••••• G••••••• left Familywealth for G••••••• A•••••••• L•• (registered 2024-07-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:933e328b-01af-3d92-4a65-9f538f5d9c90
First observed: Mar 26, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.