RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• F••••• G•••••••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Apr 11, 2025 · Wheaton, Il
- G••••••• A•••••••• L•• independent RIAJul 27, 2024 to Apr 10, 2025 · Arden Hills, Mn
- F••••••••• mixed wealthMar 26, 2023 to Jul 24, 2024 · Dalworthington Gardens, Tx
- G••••••• A•••••••• L•• to B••••••••• W••••• A•••••••• L••left Apr 10, 2025, registered Apr 11, 2025 (1 days) · Other
- F••••••••• to G••••••• A•••••••• L••left Jul 24, 2024, registered Jul 27, 2024 (3 days) · RIA to RIA
- R•••••• F••••• G••••••• left G••••••• A•••••••• L•• for B••••••••• W••••• A•••••••• L•• (registered 2025-04-11)Apr 10, 2025 · Advisor changed firm · fact
- R•••••• F••••• G••••••• left Familywealth for G••••••• A•••••••• L•• (registered 2024-07-27)Jul 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address