DFX Intelligence

J•••• S•••••• A••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J•••• S•••••• A••

Advisor at A••••••• S••••••• N••••••

ATLANTA, GA | BELOIT, WI

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Search this name across graphsid dfx:ria:934341c7-f9f9-52b5-6727-021e59e89ea0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S••••••• N••••••	Independent wealth	Feb 27, 2026	n/a	yes	BELOIT, WI\|ATLANTA, GA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 19, 2011	Mar 23, 2026	no	LAKE MILLS, WI\|MADISON, WI\|BRODHEAD, WI\|EVANSVILLE, WI\|MONTICELLO, WI\|LAKE MILLS, WI\|MONTICELLO, WI\|MONTICELLO, WI\|EVANSVILLE, WI\|MONTICELLO, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••• S••••••• N••••••	Mar 23, 2026	Feb 27, 2026	-24	Firm change	Ibd to RIA
E••••• J••••	L•• F•••••••• L••	Aug 31, 2009	Aug 19, 2011

Relationships

Registered with (3)

→ A••••••• S••••••• N••••••Registered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 19, 2011 to Mar 23, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 4, 2008 to Aug 31, 2009factForm ADV

Dated events

Occurred
Mar 23, 2026
Advisor changed firm
J•••• S•••••• A•• left L•• F•••••••• L•• for A••••••• S••••••• N•••••• (registered 2026-02-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:934341c7-f9f9-52b5-6727-021e59e89ea0
First observed: Jun 4, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.