DFX Intelligence

M•••••• S•••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst23 years in industry

M•••••• S•••• G••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Walnut Creek, CA

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Search this name across graphsid dfx:ria:934a53c5-a169-ce91-f499-d5415b0ff092

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 24, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Mar 4, 2024	n/a	yes	Walnut Creek, CA\|DENVER, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 29, 2023	Mar 6, 2024	no	DANVILLE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M••••• G••••• A••••••• I•••	Mar 6, 2024	Mar 4, 2024	-2	Firm change	Ibd to RIA
G•••• L•••• A•••••••• L••	W••••••• I•••••••••	Mar 24, 2023	Feb 24, 2022

Relationships

Registered with (4)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Mar 4, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 29, 2023 to Mar 6, 2024factForm ADV
→ G•••• L•••• A•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2022 to Mar 24, 2023factForm ADV
→ W••••••• I•••••••••

Dated events

Occurred
Mar 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:934a53c5-a169-ce91-f499-d5415b0ff092
First observed: Feb 24, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.