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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

TRICIA LILLER

Advisor at BLUE HORIZON EQUITY, INC.

PITTSFORD, NY | Ponte Verda, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLUE HORIZON EQUITY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 28, 2000
First registration: Jun 22, 2007
Dual registered: yes, broker-dealer
Other names: TRICIA KIRKLAND|TRICIA KIRKLAND|TRICIA KIRKLAND
IAPD individual key: 3130441

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLUE HORIZON EQUITY, INC.	Independent wealth	Jul 1, 2026	n/a	yes	PITTSFORD, NY\|Ponte Verda, FL	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	Jul 1, 2026	no	Jacksonville Beach, FL\|SCOTTSDALE, AZ\|Ponte Vedra Beach, FL	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Oct 10, 2023	Oct 11, 2024	no	HOLBROOK, NY\|Ponte Vedra Beach, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 28, 2010	Mar 3, 2023	no	PENNINGTON, NJ\|PONTE VEDRA BEACH, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 3, 2008	Apr 22, 2010	no	PONTE VEDRA BEACH, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 22, 2007	Nov 18, 2008	no	PENNINGTON, NJ\|PONTE VEDRA BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	BLUE HORIZON EQUITY, INC.	Jul 1, 2026	Jul 1, 2026	0	Firm change	Ibd to new firm
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERICAN PORTFOLIOS ADVISORS, INC	Mar 3, 2023	Oct 10, 2023	221	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 22, 2010	Apr 28, 2010	6	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Nov 18, 2008	Dec 3, 2008	15	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:112697:FL:2023-03-03	Mar 3, 2023	Oct 10, 2023	PONTE VEDRA BEACH, FL	Firm change

Relationships

Registered with (5)

→ BLUE HORIZON EQUITY, INC.Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 11, 2024 to Jul 1, 2026factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Oct 10, 2023 to Oct 11, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 28, 2010 to Mar 3, 2023factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 3, 2008 to Apr 22, 2010factForm ADV

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
Tricia Liller left Osaic Wealth, Inc. for Blue Horizon Equity, Inc. (registered 2026-07-01)
Form ADVobserved 6 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Tricia Liller left Merrill Lynch, Pierce, Fenner & Smith Incorporated for American Portfolios Advisors, Inc (registered 2023-10-10)
Form ADVobserved 6 days ago