DFX Intelligence

K••••• A•• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner43 years in industry

K••••• A•• M••••

Advisor at L••••••• A••••••• I••

SEATTLE, WA

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Search this name across graphsid dfx:ria:934e7b8c-4703-8b7d-a3d1-8d7873f408b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 29, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• A••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• A••••••• I••	Independent wealth	Nov 22, 2005	n/a	yes	SEATTLE, WA	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	May 29, 2012	Nov 3, 2020	no	SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	n/a	Nov 3, 2020	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ L••••••• A••••••• I••Registered adviserregistration: current employment
Nov 22, 2005 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
May 29, 2012 to Nov 3, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:934e7b8c-4703-8b7d-a3d1-8d7873f408b3
First observed: May 29, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.