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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LAKESIDE ADVISORS INC

CRD 104540

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4d3d276-3fd5-644d-65e3-edaad0493e9c

Data as of Apr 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2012 to Apr 14, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $412MItem 5.F on the latest filing (2026-04-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $401M
Private client RAUM: $396MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $137Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 517
Individual clients: 112
High net worth clients: 95
SEC number: 801-21230
CIK: 1913467
CRD: 104540
Filings on the tape: 21
First filed: Mar 7, 2012
Latest filed: Apr 14, 2026
Organised: Corporation, WA
Website: lakesideadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT EVERETT FREY	n/a	SEATTLE, WA	41	54	2	no
KRISTI ANN MANDT	Certified Financial Planner	SEATTLE, WA	20	43	1	no
MIKI OKAMOTO-SWANSON	Chartered Financial Analyst	SEATTLE, WA	14	20	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FREY, ROBERT, EVERETT	PRESIDENT / CHIEF COMPLIANCE OFFICER / TREASURER	E	yes	01/1984	Mar 7, 2012	Apr 11, 2024
MANDT, KRISTI, ANN	VICE PRESIDENT / SECRETARY	Na	yes	02/2005	Mar 7, 2012	Apr 11, 2024
OKAMOTO-SWANSON, MIKI	VICE PRESIDENT	Na	yes	11/2010	Mar 7, 2012	Apr 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 14, 2026	$412M	$401M	4	4	0	n/a	n/a
2024	Apr 17, 2025	$385M	$375M	4	4	0	n/a	n/a
2023	Apr 13, 2023	$347M	$337M	4	4	0	n/a	n/a
2022	Apr 7, 2022	$380M	$369M	4	4	0	n/a	n/a
2021	Apr 16, 2021	$336M	$326M	4	4	0	n/a	n/a
2020	Apr 29, 2020	$270M	$262M	4	4	0	n/a	n/a
2019	Apr 24, 2019	$253M	$245M	4	4	0	n/a	n/a
2018	Apr 30, 2018	$278M	$266M	4	4	0	n/a	n/a
2017	Apr 26, 2017	$244M	$234M	5	4	n/a	n/a	n/a
2016	Apr 25, 2016	$220M	$220M	5	4	n/a	n/a	n/a
2015	Apr 24, 2015	$216M	$216M	5	4	n/a	n/a	n/a
2014	Apr 29, 2014	$210M	$210M	4	4	n/a	n/a	n/a
2013	Apr 26, 2013	$190M	$190M	4	4	n/a	n/a	n/a
2012	Mar 7, 2012	$186M	$186M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$412M	$385M	7.0%	$380M	2.7%	4	4	0	0

Relationships

Registered with (3)

← MIKI OKAMOTO-SWANSONAdvisorregistration: current employment
May 24, 2012 to presentfactForm ADV
← KRISTI ANN MANDTAdvisorregistration: current employment
Nov 22, 2005 to presentfactForm ADV
← ROBERT EVERETT FREYAdvisorregistration: current employment
Sep 24, 1984 to presentfactForm ADV

Controls (3)

← MANDT, KRISTI, ANNOwnerVICE PRESIDENT / SECRETARY, ownership code NA, individual
Mar 7, 2012 to Apr 11, 2024factForm ADV
← FREY, ROBERT, EVERETTOwnerPRESIDENT / CHIEF COMPLIANCE OFFICER / TREASURER, ownership code E, individual
Mar 7, 2012 to Apr 11, 2024factForm ADV
← OKAMOTO-SWANSON, MIKIOwnerVICE PRESIDENT, ownership code NA, individual
Mar 7, 2012 to Apr 11, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4d3d276-3fd5-644d-65e3-edaad0493e9c
First observed: Mar 7, 2012
Last observed: Apr 14, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAKESIDE ADVISORS INC

CRD 104540

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4d3d276-3fd5-644d-65e3-edaad0493e9c

Data as of Apr 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT EVERETT FREY

n/a

SEATTLE, WA

KRISTI ANN MANDT

Certified Financial Planner

SEATTLE, WA

MIKI OKAMOTO-SWANSON

Chartered Financial Analyst

SEATTLE, WA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FREY, ROBERT, EVERETT

PRESIDENT / CHIEF COMPLIANCE OFFICER / TREASURER

yes

01/1984

Mar 7, 2012

Apr 11, 2024

MANDT, KRISTI, ANN

VICE PRESIDENT / SECRETARY

yes

02/2005

Mar 7, 2012

Apr 11, 2024

OKAMOTO-SWANSON, MIKI

VICE PRESIDENT

yes

11/2010

Mar 7, 2012

Apr 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 14, 2026

$412M

$401M

n/a

2024

Apr 17, 2025

$385M

$375M

n/a

2023

Apr 13, 2023

$347M

$337M

n/a

2022

Apr 7, 2022

$380M

$369M

n/a

2021

Apr 16, 2021

$336M

$326M

n/a

2020

Apr 29, 2020

$270M

$262M

n/a

2019

Apr 24, 2019

$253M

$245M

n/a

2018

Apr 30, 2018

$278M

$266M

n/a

2017

Apr 26, 2017

$244M

$234M

n/a

2016

Apr 25, 2016

$220M

n/a

2015

Apr 24, 2015

$216M

n/a

2014

Apr 29, 2014

$210M

n/a

2013

Apr 26, 2013

$190M

n/a

2012

Mar 7, 2012

$186M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$412M

$385M

7.0%

$380M

2.7%