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Data Factory
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Reading the graph
Advisor at MORGAN STANLEY
SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 18, 2026 | n/a | yes | SAN RAFAEL, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 16, 2020 | Jun 30, 2026 | no | CORTE MADERA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 2, 2013 | Jan 17, 2020 | no | MILL VALLEY, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 24, 2010 | Aug 5, 2013 | no | CORTE MADERA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jun 30, 2026 | Jun 18, 2026 | -12 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jan 17, 2020 | Jan 16, 2020 | -1 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 5, 2013 | Aug 2, 2013 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:CA:2020-01-06 | Jan 17, 2020 | Jan 16, 2020 | MILL VALLEY, CA | Firm change |