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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

DAVID A ROBBINS

Advisor at MOORS & CABOT, INC

BOSTON, MA | PHOENIX, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 11, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOORS & CABOT, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 1, 2009
First registration: Nov 11, 2009
Dual registered: yes, broker-dealer
Other names: DAVID ROBBINS|DAVID ABRAHAM SEELY ROBBINS|DAVID ABRAHAM SEELY ROBBINS
IAPD individual key: 5673670

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOORS & CABOT, INC	Bd affiliated wealth	Jun 3, 2019	n/a	yes	PHOENIX, AZ\|BOSTON, MA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jun 17, 2019	no	PHOENIX, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 11, 2010	Oct 1, 2012	no	PHOENIX, AZ\|TUCSON, AZ	Previous registration
WADDELL & REED	Former SEC adviser	Nov 11, 2009	Mar 22, 2010	no	TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MOORS & CABOT, INC	Jun 17, 2019	Jun 3, 2019	-14	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WADDELL & REED	CHASE INVESTMENT SERVICES CORP.	Mar 22, 2010	May 11, 2010	50	Firm change	Other

Relationships

Registered with (4)

→ MOORS & CABOT, INCRegistered adviserregistration: current employment
Jun 3, 2019 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jun 17, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 11, 2010 to Oct 1, 2012factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 11, 2009 to Mar 22, 2010factForm ADV

Dated events

No dated event names this entity yet.