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Advisor at 360 FINANCIAL
WAYZATA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 360 FINANCIAL | Independent wealth | Oct 3, 2024 | n/a | yes | WAYZATA, MN | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 16, 2019 | Aug 30, 2024 | no | WAYZATA, MN|LAKEVILLE, MN|TARPON SPRINGS, FL|MINNEAPOLIS, MN | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 7, 2016 | Jul 29, 2019 | no | ST. LOUIS PARK, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | 360 FINANCIAL | Aug 30, 2024 | Oct 3, 2024 | 34 | Firm change | Wirehouse to RIA |
| PRUCO SECURITIES, LLC | WELLS FARGO ADVISORS | Jul 29, 2019 | Aug 16, 2019 | 18 | Firm change | Ibd to wirehouse |