DFX Intelligence

W•••••• L•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

W•••••• L•••• H••••••

Advisor at V••• R••••••••• A•••••••• L••

SAN JOSE, CA | WINDSOR, CT

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• R••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Oct 22, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• R••••••••• A•••••••• L••	Other adviser	Jul 12, 2023	n/a	yes	WINDSOR, CT\|SAN JOSE, CA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Mar 26, 2013	Dec 18, 2014	no	SAN JOSE, CA\|PLEASANTON, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	V••• R••••••••• A•••••••• L••	Dec 18, 2014	Jul 12, 2023	3,128	Firm change after gap	Other
N•• A•••••• S•••••••• L••	V••• F•••••••• A•••••••• I•••	Dec 10, 2010	Mar 26, 2013

Relationships

Registered with (3)

→ V••• R••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 12, 2023 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 26, 2013 to Dec 18, 2014factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 24, 2008 to Dec 10, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 24, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.