DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••••• W••••• M•••••••••
PALM BEACH GARDENS, FL | Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••• W••••• M••••••••• | Independent wealth | Jan 1, 2025 | n/a | yes | PALM BEACH GARDENS, FL|Tampa, FL | Current employment |
| B•••••• W••••• A•••••••• I••• | Former SEC adviser | Jan 3, 2017 | Dec 31, 2018 | no | CASTLE ROCK, CO|Jupiter, FL|Jupiter, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••• W••••• A•••••••• I••• | A•••••• W••••• M••••••••• | Dec 31, 2018 | Jan 1, 2025 | 2,193 | Firm change after gap | Other |
| N•• A•••••• S•••••••• L•• | B•••••• W••••• A•••••••• I••• | Sep 5, 2012 | Jan 3, 2017 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Aug 14, 2012 | Sep 5, 2012 | no | PORT ST. LUCIE, FL | Previous registration |
| 1,581 |
| Firm change after gap |
| Other |