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RIA / WealthAdvisor20 years in industry

MICHAEL SHANNON TRENT

Advisor at TREK FINANCIAL

Columbia, SC | SCOTTSDALE, AZ | Greenville, SC

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Search this name across graphsid dfx:ria:93738e1c-5cd3-698d-3faa-186c1791aed0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TREK FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 29, 2008
First registration: Oct 13, 2009
Dual registered: no
IAPD individual key: 5563743

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TREK FINANCIAL	Independent wealth	Jul 25, 2018	n/a	yes	Greenville, SC\|SCOTTSDALE, AZ\|Columbia, SC	Current employment
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Feb 9, 2016	Jul 25, 2018	no	Columbia, SC\|CINCINNATI, OH\|Clinton, SC\|Greenville, SC	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jul 9, 2010	Feb 3, 2016	no	COLUMBIA, SC\|KENTWOOD, MI	Previous registration
RH FINANCIAL GROUP, LLC	Former SEC adviser	Mar 15, 2010	Jul 9, 2010	no	COLUMBIA, SC\|OAK BROOK, IL	Previous registration
RESULTS ONE FINANCIAL, LLC	n/a	Oct 13, 2009	Mar 31, 2010	no	COLUMBIA, SC\|ELMHURST, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORTER INVESTMENT MANAGEMENT, LLC	TREK FINANCIAL	Jul 25, 2018	Jul 25, 2018	0	Firm change	RIA to RIA
REGAL INVESTMENT ADVISORS LLC	HORTER INVESTMENT MANAGEMENT, LLC	Feb 3, 2016	Feb 9, 2016	6	Firm change	Other
RH FINANCIAL GROUP, LLC	REGAL INVESTMENT ADVISORS LLC	Jul 9, 2010	Jul 9, 2010	0	Firm change	Other
RESULTS ONE FINANCIAL, LLC	RH FINANCIAL GROUP, LLC	Mar 31, 2010	Mar 15, 2010	-16	Firm change	Other

Relationships

Registered with (5)

→ TREK FINANCIALRegistered adviserregistration: current employment
Jul 25, 2018 to presentfactForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 9, 2016 to Jul 25, 2018factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jul 9, 2010 to Feb 3, 2016factForm ADV
→ RH FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Mar 15, 2010 to Jul 9, 2010factForm ADV
→ RESULTS ONE FINANCIAL, LLCRegistered adviserregistration: previous registration
Oct 13, 2009 to Mar 31, 2010factForm ADV

Dated events

No dated event names this entity yet.