RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••••• T••••
- T••• F•••••••• independent RIA currentsince Jul 25, 2018 · Greenville, Sc
- H••••• I••••••••• M••••••••• L•• independent RIAFeb 9, 2016 to Jul 25, 2018 · Columbia, Sc
- R•••• I••••••••• A••••••• L•• BD affiliatedJul 9, 2010 to Feb 3, 2016 · Columbia, Sc
- R• F•••••••• G••••• L•• formerMar 15, 2010 to Jul 9, 2010 · Columbia, Sc
- R•••••• O•• F••••••••• L•• unclassifiedOct 13, 2009 to Mar 31, 2010 · Columbia, Sc
- H••••• I••••••••• M••••••••• L•• to T••• F••••••••left Jul 25, 2018, registered Jul 25, 2018 (0 days) · RIA to RIA
- R•••• I••••••••• A••••••• L•• to H••••• I••••••••• M••••••••• L••left Feb 3, 2016, registered Feb 9, 2016 (6 days) · Other
- R• F•••••••• G••••• L•• to R•••• I••••••••• A••••••• L••left Jul 9, 2010, registered Jul 9, 2010 (0 days) · Other
- R•••••• O•• F••••••••• L•• to R• F•••••••• G••••• L••left Mar 31, 2010, registered Mar 15, 2010 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address