DFX Intelligence

W•••••• J••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

W•••••• J••••• L••

Advisor at U••• B•••••• A•••••••• L••

Lilburn, GA | Atlanta, GA

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Search this name across graphsid dfx:ria:9376bf2a-648f-5256-f959-080ceb97517f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Atlanta, GA\|Lilburn, GA\|Lilburn, GA	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Sep 8, 2025	Feb 13, 2026	no	Decatur, GA\|Atlanta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	U••• B•••••• A•••••••• L••	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
L•• E••••••••• L••	U••• B•••••• I••••••••• I•••	Sep 9, 2025	Sep 8, 2025

Relationships

Registered with (6)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Sep 8, 2025 to Feb 13, 2026factForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Sep 23, 2024 to Sep 9, 2025factForm ADV
→ C•••••• T•••• • C••••••• I•••

Dated events

Occurred
Sep 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9376bf2a-648f-5256-f959-080ceb97517f
First observed: Aug 7, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.