DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Joshua Lee

U.S. Bancorp Advisors, LLCBD affiliatedLilburn, Ga dual registrantIAPD 6127187

Feed of 09/14/2026

Also filed as Josh Lee

At current firm

0 y

since Feb 13, 2026

In the industry

12 y

since Aug 7, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Feb 13, 2026 · Atlanta, Ga
U.S. Bancorp Investments, Inc. former
Sep 8, 2025 to Feb 13, 2026 · Decatur, Ga
LPL Enterprise, LLC BD affiliated
Sep 23, 2024 to Sep 9, 2025 · Decatur, Ga
Carter, Terry & Company, Inc. independent RIA
Apr 8, 2024 to Sep 16, 2024 · Atlanta, Ga
MML Investors Services, LLC BD affiliated
Jul 11, 2023 to Nov 29, 2023 · Atlanta, Ga
Signator Investors, Inc. former
Aug 7, 2014 to Aug 31, 2015 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
LPL Enterprise, LLC to U.S. Bancorp Investments, Inc.
left Sep 9, 2025, registered Sep 8, 2025 (-1 days) · Affiliated broker-dealer or bank to another
Carter, Terry & Company, Inc. to LPL Enterprise, LLC
left Sep 16, 2024, registered Sep 23, 2024 (7 days) · RIA to a newly registered adviser
MML Investors Services, LLC to Carter, Terry & Company, Inc.
left Nov 29, 2023, registered Apr 8, 2024 (131 days) · Affiliated broker-dealer or bank to independent RIA
Signator Investors, Inc. to MML Investors Services, LLC
left Aug 31, 2015, registered Jul 11, 2023 (2871 days) · Other

Signals

William Joshua Lee left Lpl Enterprise, Llc for U.S. Bancorp Investments, Inc. (registered 2025-09-08)
Sep 9, 2025 · Advisor changed firm · fact
William Joshua Lee left Carter, Terry & Company, Inc. for Lpl Enterprise, Llc (registered 2024-09-23)
Sep 16, 2024 · Advisor changed firm · fact
William Joshua Lee left Mml Investors Services, Llc for Carter, Terry & Company, Inc. (registered 2024-04-08)
Nov 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address