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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

STARSHIP SECURITIES LLC

CRD 306945

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:937aff74-f526-3b85-e8d4-fe6a43bc325e

Data as of May 4, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 0
Observed: Apr 24, 2020 to May 4, 2023
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1MItem 5.F on the latest filing (2023-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1M
Private client RAUM: $1.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,080
Individual clients: 1,080
SEC number: 801-118795
CRD: 306945
Filings on the tape: 10
First filed: Apr 24, 2020
Latest filed: May 4, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIGHTER FINANCIAL INC.	Member	E	yes	10/2019	Apr 24, 2020	May 4, 2023
GERMANN, ANDREW	VICE PRESIDENT, OPERATIONS	Na	yes	02/2020	Apr 24, 2020	May 4, 2023
OPTUM FINANCIAL, INC.	Owner	E	yes	08/2022	Sep 23, 2022	May 4, 2023
OPTUM, INC.	Owner	E	yes	08/2022	Sep 23, 2022	May 4, 2023
OPTUMHEALTH HOLDINGS, LLC	Owner	E	yes	08/2022	Sep 23, 2022	May 4, 2023
Resnick, Scott, Andrew	CEO/PRESIDENT/SECRETARY/TREASURER	Na	yes	04/2023	May 4, 2023	May 4, 2023
UNITED HEALTHCARE SERVICES, INC	Owner	E	yes	08/2022	Sep 23, 2022	May 4, 2023
UNITEDHEALTH GROUP INCORPORATED	Owner	E	yes	08/2022	Sep 23, 2022	May 4, 2023
Koch, Kyle, Michael	CHIEF COMPLIANCE OFFICER	Na	no	03/2020	Apr 24, 2020	May 4, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2022	Mar 30, 2023	$1.1M	$1.1M	13	1	n/a	n/a
2021	Mar 29, 2022	$1.0M	$1.0M	13	1	n/a	n/a
2020	Mar 18, 2021	$0	$0	13	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$1.1M	$1.0M	4.4%	n/a	n/a	13	13	0	0

Relationships

Owns (1)

← Koch, Kyle, MichaelOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 24, 2020 to presentfactForm ADV

Controls (8)

← Resnick, Scott, AndrewOwnerCEO/PRESIDENT/SECRETARY/TREASURER, ownership code NA, individual
May 4, 2023 to presentfactForm ADV
← BRIGHTER FINANCIAL INC.OwnerMEMBER, ownership code E, domestic entity
Apr 24, 2020 to presentfactForm ADV
← GERMANN, ANDREWOwnerVICE PRESIDENT, OPERATIONS, ownership code NA, individual
Apr 24, 2020 to presentfactForm ADV
← OPTUM FINANCIAL, INC.OwnerOWNER, ownership code E, domestic entity
Sep 23, 2022 to presentfactForm ADV
← OPTUM, INC.OwnerOWNER, ownership code E, domestic entity
Sep 23, 2022 to presentfactForm ADV
← OPTUMHEALTH HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Sep 23, 2022 to presentfactForm ADV
← UNITED HEALTHCARE SERVICES, INCOwnerOWNER, ownership code E, domestic entity
Sep 23, 2022 to presentfactForm ADV
← UNITEDHEALTH GROUP INCORPORATEDOwnerOWNER, ownership code E, domestic entity
Sep 23, 2022 to presentfactForm ADV

Registered with (1)

← KYLE MICHAEL KOCHAdvisorregistration: previous registration
May 28, 2021 to Dec 31, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Kyle Michael Koch left Starship Securities Llc for Thornhill Securities, Inc. (registered 2022-06-17)
Form ADVobserved 4 days ago
Occurred
May 4, 2023
Control person joined
Andrew Scott Resnick (Ceo/President/Secretary/Treasurer) appeared on Schedule A of Starship Securities Llc
Form ADVobserved 4 days ago
Occurred
Sep 23, 2022
Control person left
Sean Engelking (President) no longer on Schedule A of Starship Securities Llc (listed 2022-03-29, absent 2022-09-23)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2022
Control person left
Phillip Shaun Mulreed (Chief Operating Officer) no longer on Schedule A of Starship Securities Llc (listed 2022-03-29, absent 2022-09-23)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Control person joined
Phillip Shaun Mulreed (Chief Operating Officer) appeared on Schedule A of Starship Securities Llc
Form ADVobserved 4 days ago
Occurred
Apr 24, 2020
First Form ADV filing
Starship Securities Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:937aff74-f526-3b85-e8d4-fe6a43bc325e
First observed: Apr 24, 2020
Last observed: May 4, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STARSHIP SECURITIES LLC

CRD 306945

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:937aff74-f526-3b85-e8d4-fe6a43bc325e

Data as of May 4, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIGHTER FINANCIAL INC.

Member

yes

10/2019

Apr 24, 2020

May 4, 2023

GERMANN, ANDREW

VICE PRESIDENT, OPERATIONS

yes

02/2020

Apr 24, 2020

May 4, 2023

OPTUM FINANCIAL, INC.

Owner

yes

08/2022

Sep 23, 2022

May 4, 2023

OPTUM, INC.

Owner

yes

08/2022

Sep 23, 2022

May 4, 2023

OPTUMHEALTH HOLDINGS, LLC

Owner

yes

08/2022

Sep 23, 2022

May 4, 2023

Resnick, Scott, Andrew

CEO/PRESIDENT/SECRETARY/TREASURER

yes

04/2023

May 4, 2023

UNITED HEALTHCARE SERVICES, INC

Owner

yes

08/2022

Sep 23, 2022

May 4, 2023

UNITEDHEALTH GROUP INCORPORATED

Owner

yes

08/2022

Sep 23, 2022

May 4, 2023

Koch, Kyle, Michael

CHIEF COMPLIANCE OFFICER

03/2020

Apr 24, 2020

May 4, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$1.1M

n/a

2021

Mar 29, 2022

$1.0M

n/a

2020

Mar 18, 2021

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$1.1M

$1.0M

4.4%

n/a