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Advisor at FIDUCIARY CAPITAL, INC.
GAINESVILLE, GA | Missouri City, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIDUCIARY CAPITAL, INC. | State registered | Dec 5, 2024 | n/a | yes | GAINESVILLE, GA|Missouri City, TX | Current employment |
| THORNHILL SECURITIES, INC. | Former SEC adviser | Jun 17, 2022 | Feb 9, 2023 | no | Missouri City, TX|AUSTIN, TX|MISSOURI CITY, TX | Previous registration |
| STARSHIP SECURITIES LLC | Former SEC adviser | May 28, 2021 | Dec 31, 2023 | no | Missouri City, TX|NEW YORK, NY | Previous registration |
| SUNBELT SECURITIES | Bd affiliated wealth | Oct 31, 2019 | Dec 1, 2021 | no | HOUSTON, TX | Previous registration |
| SHAMROCK ASSET MANAGEMENT LLC | Former SEC adviser | Aug 12, 2019 | Dec 31, 2019 | no | DALLAS, TX | Previous registration |
| DAI WEALTH, LLC | Independent wealth | Jul 18, 2017 | Apr 9, 2019 | no | Missouri City, TX|ATLANTA, GA | Previous registration |
| SHAMROCK ASSET MANAGEMENT LLC | Former SEC adviser | Mar 27, 2013 | Dec 1, 2015 | no | MISSOURI CITY, TX|MAGNOLIA, TX|DALLAS, TX | Previous registration |
| RIA ADVISORS | Independent wealth | Jun 25, 2009 | Nov 11, 2009 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STARSHIP SECURITIES LLC | THORNHILL SECURITIES, INC. | Dec 31, 2023 | Jun 17, 2022 | -562 | Firm change after gap | Other |
| THORNHILL SECURITIES, INC. | FIDUCIARY CAPITAL, INC. | Feb 9, 2023 | Dec 5, 2024 | 665 | Firm change after gap | Other |
| SUNBELT SECURITIES | STARSHIP SECURITIES LLC | Dec 1, 2021 | May 28, 2021 | -187 | Firm change after gap | Other |
| SHAMROCK ASSET MANAGEMENT LLC | SUNBELT SECURITIES | Dec 31, 2019 | Oct 31, 2019 | -61 | Firm change after gap | RIA to RIA |
| DAI WEALTH, LLC | SHAMROCK ASSET MANAGEMENT LLC | Apr 9, 2019 | Aug 12, 2019 | 125 | Firm change | RIA to RIA |
| SHAMROCK ASSET MANAGEMENT LLC | DAI WEALTH, LLC | Dec 1, 2015 | Jul 18, 2017 | 595 | Firm change after gap | Other |
| RIA ADVISORS | SHAMROCK ASSET MANAGEMENT LLC | Nov 11, 2009 | Mar 27, 2013 | 1,232 | Firm change after gap | Other |