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M•••••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)10 years in industry

M•••••••• W••••••••

Advisor at T••••••• I••••••••• M••••••••• I•••

WACONIA, MN

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Search this name across graphsid dfx:ria:9396bb30-a0d0-6b84-0644-c0c419744236

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Feb 14, 2025	n/a	yes	WACONIA, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 18, 2023	Feb 10, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	T••••••• I••••••••• M••••••••• I•••	Feb 10, 2025	Feb 14, 2025	4	Firm change	Ibd to ibd
T••••••• I••••••••• M••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Apr 4, 2023

Relationships

Registered with (2)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2017 to Apr 4, 2023factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 18, 2023 to Feb 10, 2025factForm ADV

Dated events

Occurred
Feb 10, 2025
Advisor changed firm
M•••••••• W•••••••• left A••••••••• F•••••••• S•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2025-02-14)
Form ADVobserved 6 days ago
Occurred
Apr 4, 2023
Advisor changed firm
M•••••••• W•••••••• left T••••••• I••••••••• M••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-04-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9396bb30-a0d0-6b84-0644-c0c419744236
First observed: Aug 30, 2017
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.