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Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC
PHOENIX, AZ | CHARLOTTE, NC | GREENVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS LLC | Independent wealth | Feb 25, 2021 | n/a | yes | CHARLOTTE, NC|PHOENIX, AZ | Current employment |
| ALLOY INVESTMENT MANAGEMENT | State registered | Feb 19, 2021 | n/a | yes | GREENVILLE, SC|CHARLOTTE, NC | Current employment |
| EDWARD JONES | National bd RIA | Oct 21, 2019 | Feb 12, 2021 | no | ST JAMES, NY|SMITHTOWN, NY|INDIAN LAND, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | ALLOY INVESTMENT MANAGEMENT | Feb 12, 2021 | Feb 19, 2021 | 7 | Firm change | Ibd to state RIA |