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Advisor at SANCTUARY ADVISORS, LLC
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Aug 15, 2025 | n/a | yes | IRVINE, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 29, 2013 | Aug 26, 2025 | no | IRVINE, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 18, 2003 | Oct 30, 2013 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | SANCTUARY ADVISORS, LLC | Aug 26, 2025 | Aug 15, 2025 | -11 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Oct 30, 2013 | Oct 29, 2013 | -1 | Firm change | Wirehouse to wirehouse |