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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

CQS (US), LLC

CRD 147329

NEW YORK, NY

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Search this name across graphsid dfx:ria:93aa9fff-8fdc-436f-58a7-d38ce99296ec

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 11
On other graphs: 0
Observed: Mar 30, 2012 to Jul 31, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=4.0
Regulatory AUM: $5.5BItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 15
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
SEC number: 801-69452
CIK: 1447946
CRD: 147329
Filings on the tape: 46
First filed: Mar 30, 2012
Latest filed: Jul 31, 2026
Organised: Limited Liability Company, DE
Website: cqs.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CQS ABS MASTER FUND LIMITED	Hedge Fund	$1.6B	Aug 13, 2024	792	Mar 30, 2012	reported	021-128582

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADDEO, JOHN, FREDRICK	MEMBER OF MANAGEMENT COMMITTEE	Na	yes	04/2024	Jul 1, 2024	Aug 13, 2024
CQS MANAGEMENT LIMITED	Shareholder	E	yes	12/2014	Jan 9, 2015	Aug 13, 2024
FITZPATRICK, JAMES PATRICK III	MEMBER OF MANAGEMENT COMMITTEE	Na	yes	04/2024	Aug 13, 2024	Aug 13, 2024
MANULIFE FINANCIAL CORPORATION	CORPORATE MEMBER	E	yes	09/1999	Jul 1, 2024	Aug 13, 2024
MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED	Shareholder	E	yes	04/2024	Jul 1, 2024	Aug 13, 2024
ROSCH CARRINGTON, PATRICIA	MEMBER OF MANAGEMENT COMMITTEE	Na	yes	04/2024	Jul 1, 2024	Aug 13, 2024
THE MANUFACTURERS LIFE INSURANCE COMPANY	CORPORATE MEMBER	E	yes	12/2003	Jul 1, 2024	Aug 13, 2024
PICCOLINO, MARIA	CHIEF COMPLIANCE OFFICER	Na	no	01/2020	Jul 1, 2024	Aug 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	n/a	Asset manager	$212B	N	no	n/a
CQS (UK) LLP	n/a	n/a	n/a	N	yes	n/a
CQS FUNDS GENERAL PARTNER LLC	n/a	n/a	n/a	Y	no	n/a
CQS RCR FUND I GP LIMITED	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 2, 2026	$3.0B	$3.0B	16	10	0	1	n/a
2024	Jul 1, 2024	$895M	$895M	17	12	0	1	$1.6B
2023	Jun 29, 2023	$1.5B	$1.5B	18	12	0	1	$1.2B
2022	Jun 30, 2022	$3.5B	$3.4B	23	18	0	1	$1.8B
2021	Jun 29, 2021	$3.7B	$3.7B	29	18	0	1	$2.4B
2020	Jun 29, 2020	$4.4B	$3.7B	28	18	0	1	$2.3B
2019	Jun 28, 2019	$5.5B	$4.7B	30	18	0	1	$3.2B
2018	Jun 29, 2018	$5.3B	$5.3B	20	14	0	1	$2.2B
2017	Mar 29, 2018	$3.2B	$3.2B	19	13	0	n/a	n/a
2016	Mar 30, 2017	$2.8B	$2.8B	20	13	n/a	n/a	n/a
2015	Mar 17, 2016	$1.7B	$1.7B	22	15	n/a	n/a	n/a
2014	Mar 30, 2015	$1.2B	$1.2B	17	9	n/a	2	$3.4B
2013	Mar 28, 2014	$962M	$962M	18	10	n/a	2	$1.5B
2012	Mar 22, 2013	$830M	$830M	16	9	n/a	n/a	n/a
2011	Mar 30, 2012	$1.3B	$1.3B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.5B	$895M	514.0%	$3.5B	16.3%	16	17	0	0

Relationships

Affiliated with (1)

→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, broker-dealer
factForm ADV

Advises (1)

→ CQS ABS MASTER FUND LIMITEDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (7)

← ADDEO, JOHN, FREDRICKOwnerMEMBER OF MANAGEMENT COMMITTEE, ownership code NA, individual
Jul 1, 2024 to Aug 13, 2024factForm ADV
← CQS MANAGEMENT LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Jan 9, 2015 to Aug 13, 2024factForm ADV
← FITZPATRICK, JAMES PATRICK IIIOwnerMEMBER OF MANAGEMENT COMMITTEE, ownership code NA, individual
Aug 13, 2024 to Aug 13, 2024factForm ADV
← MANULIFE FINANCIAL CORPORATIONOwnerCORPORATE MEMBER, ownership code E, foreign entity
Jul 1, 2024 to Aug 13, 2024factForm ADV
← MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 1, 2024 to Aug 13, 2024factForm ADV
← ROSCH CARRINGTON, PATRICIAOwnerMEMBER OF MANAGEMENT COMMITTEE, ownership code NA, individual
Jul 1, 2024 to Aug 13, 2024factForm ADV
← THE MANUFACTURERS LIFE INSURANCE COMPANYOwnerCORPORATE MEMBER, ownership code E, foreign entity
Jul 1, 2024 to Aug 13, 2024factForm ADV

Owns (1)

← PICCOLINO, MARIAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 1, 2024 to Aug 13, 2024factForm ADV

Dated events

Occurred
Jun 29, 2026
Regulatory AUM changed
Cqs (Us), Llc reported RAUM $5.5B, up 85% from $3.0B (2026-04-02 to 2026-06-29)
Form ADVobserved 4 days ago
$2.5B
Occurred
Aug 13, 2024
Control person joined
James Patrick Iii Fitzpatrick (Member Of Management Committee) appeared on Schedule A of Cqs (Us), Llc
Form ADVobserved 4 days ago
Occurred
Aug 13, 2024
Control person left
James P Fitzpatrick (Member Of Management Committee) no longer on Schedule A of Cqs (Us), Llc (listed 2024-08-13, absent 2024-08-13)
Form ADVobserved 4 days ago
Occurred
Aug 2, 2024
Regulatory AUM changed
Cqs (Us), Llc reported RAUM $3.6B, up 297% from $894.6M (2024-07-01 to 2024-08-02)
Form ADVobserved 4 days ago
$2.7B
Occurred
Jul 1, 2024
Regulatory AUM changed
Cqs (Us), Llc reported RAUM $894.6M, down 42% from $1.5B (2023-08-28 to 2024-07-01)
Form ADVobserved 4 days ago
$-652M
Occurred
Jul 1, 2024
Control person left
Michael Hintze (Shareholder) no longer on Schedule A of Cqs (Us), Llc (listed 2023-08-28, absent 2024-07-01)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2023
Regulatory AUM changed
Cqs (Us), Llc reported RAUM $1.5B, down 56% from $3.5B (2022-09-14 to 2023-06-29)
Form ADVobserved 4 days ago
$-1.9B
Occurred
Jun 29, 2020
Control person left
Michel Brogard (Chief Executive Officer) no longer on Schedule A of Cqs (Us), Llc (listed 2020-05-28, absent 2020-06-29)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2019
Control person left
R. Jeffrey Lindenbaum (Chief Executive Officer/Chief Compliance Officer) no longer on Schedule A of Cqs (Us), Llc (listed 2018-11-02, absent 2019-04-23)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2019
Control person joined
Marc Patrick Michel Brogard (Chief Executive Officer/Chief Compliance Officer) appeared on Schedule A of Cqs (Us), Llc
Form ADVobserved 4 days ago
Occurred
Jun 29, 2018
Regulatory AUM changed
Cqs (Us), Llc reported RAUM $5.3B, up 68% from $3.2B (2018-05-21 to 2018-06-29)
Form ADVobserved 4 days ago
$2.2B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93aa9fff-8fdc-436f-58a7-d38ce99296ec
First observed: Mar 30, 2012
Last observed: Jul 31, 2026 50 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CQS (US), LLC

CRD 147329

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93aa9fff-8fdc-436f-58a7-d38ce99296ec

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CQS ABS MASTER FUND LIMITED

Hedge Fund

$1.6B

Aug 13, 2024

792

Mar 30, 2012

reported

021-128582

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADDEO, JOHN, FREDRICK

MEMBER OF MANAGEMENT COMMITTEE

yes

04/2024

Jul 1, 2024

Aug 13, 2024

CQS MANAGEMENT LIMITED

Shareholder

yes

12/2014

Jan 9, 2015

Aug 13, 2024

FITZPATRICK, JAMES PATRICK III

MEMBER OF MANAGEMENT COMMITTEE

yes

04/2024

Aug 13, 2024

MANULIFE FINANCIAL CORPORATION

CORPORATE MEMBER

yes

09/1999

Jul 1, 2024

Aug 13, 2024

MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED

Shareholder

yes

04/2024

Jul 1, 2024

Aug 13, 2024

ROSCH CARRINGTON, PATRICIA

MEMBER OF MANAGEMENT COMMITTEE

yes

04/2024

Jul 1, 2024

Aug 13, 2024

THE MANUFACTURERS LIFE INSURANCE COMPANY

CORPORATE MEMBER

yes

12/2003

Jul 1, 2024

Aug 13, 2024

PICCOLINO, MARIA

CHIEF COMPLIANCE OFFICER

01/2020

Jul 1, 2024

Aug 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

n/a

Asset manager

$212B

n/a

CQS (UK) LLP

n/a

yes

n/a

CQS FUNDS GENERAL PARTNER LLC

n/a

CQS RCR FUND I GP LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 2, 2026

$3.0B

n/a

2024

Jul 1, 2024

$895M

$1.6B

2023

Jun 29, 2023

$1.5B

$1.2B

2022

Jun 30, 2022

$3.5B

$3.4B

$1.8B

2021

Jun 29, 2021

$3.7B

$2.4B

2020

Jun 29, 2020

$4.4B

$3.7B

$2.3B

2019

Jun 28, 2019

$5.5B

$4.7B

$3.2B

2018

Jun 29, 2018

$5.3B

$2.2B

2017

Mar 29, 2018

$3.2B

n/a

2016

Mar 30, 2017

$2.8B

n/a

2015

Mar 17, 2016

$1.7B

n/a

2014

Mar 30, 2015

$1.2B

n/a

$3.4B

2013

Mar 28, 2014

$962M

n/a

$1.5B

2012

Mar 22, 2013

$830M

n/a

2011

Mar 30, 2012

$1.3B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.5B

$895M

514.0%

$3.5B

16.3%