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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

HOLLY COOPER STALLWORTH

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Glenn Allen, VA

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Search this name across graphsid dfx:ria:93afa989-7057-5fe4-982d-12fe14de684b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 11, 2000
First registration: Mar 3, 2004
Dual registered: yes, broker-dealer
Other names: HOLLY ANN COOPER|HOLLY ANN COOPER
IAPD individual key: 4255296

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 12, 2010	n/a	yes	Glenn Allen, VA	Current employment
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Aug 16, 2005	Jan 12, 2010	no	RICHMOND, VA\|RICHMOND, VA	Previous registration
FIRST MARKET ADVISORS, INC.	n/a	Apr 27, 2005	Nov 29, 2006	no	RICHMOND, VA	Previous registration
FIRST MARKET BANK FINANCIAL GUIDANCE GROUP	n/a	Mar 3, 2004	Dec 14, 2004	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT SERVICES LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 12, 2010	Jan 12, 2010	0	Firm change	Other
FIRST MARKET ADVISORS, INC.	CETERA INVESTMENT SERVICES LLC	Nov 29, 2006	Aug 16, 2005	-470	Firm change after gap	Other
FIRST MARKET BANK FINANCIAL GUIDANCE GROUP	FIRST MARKET ADVISORS, INC.	Dec 14, 2004	Apr 27, 2005	134	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jan 12, 2010 to presentfactForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Aug 16, 2005 to Jan 12, 2010factForm ADV
→ FIRST MARKET ADVISORS, INC.Registered adviserregistration: previous registration
Apr 27, 2005 to Nov 29, 2006factForm ADV
→ FIRST MARKET BANK FINANCIAL GUIDANCE GROUPRegistered adviserregistration: previous registration
Mar 3, 2004 to Dec 14, 2004factForm ADV

Dated events

No dated event names this entity yet.