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M••• L• S•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M••• L• S•••••• B•••••

Advisor at O•••••••••

Denver, CO | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:93ba963c-7c8d-da08-197c-9707df33253d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Aug 21, 2015	n/a	yes	OVERLAND PARK, KS\|Denver, CO	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Sep 23, 2013	Aug 11, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	O•••••••••	Aug 11, 2015	Aug 21, 2015	10	Firm change	Other
M•••• C••••••• A••••••• S••••••	S••••••• F•••••••• S•••••••• I•••	Sep 3, 2013

Relationships

Registered with (4)

→ O•••••••••Registered adviserregistration: current employment
Aug 21, 2015 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 23, 2013 to Aug 11, 2015factForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Apr 12, 2011 to Sep 3, 2013factForm ADV
→ B• C• Z•••••• A•• C••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93ba963c-7c8d-da08-197c-9707df33253d
First observed: Apr 16, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.