DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Mark Beaton
At current firm
11 y
since Aug 21, 2015
In the industry
16 y
since Apr 15, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Onedigital institutional currentsince Aug 21, 2015 · Overland Park, Ks
- Securian Financial Services, Inc. formerSep 23, 2013 to Aug 11, 2015 · Greenwood Village, Co
- Money Concepts Advisory Service BD affiliatedApr 12, 2011 to Sep 3, 2013 · Palm Beach Gardens, Fl
- B. C. Ziegler And Company formerApr 16, 2010 to Nov 22, 2010 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Securian Financial Services, Inc. to Onedigitalleft Aug 11, 2015, registered Aug 21, 2015 (10 days) · Other
- Money Concepts Advisory Service to Securian Financial Services, Inc.left Sep 3, 2013, registered Sep 23, 2013 (20 days) · Other
- B. C. Ziegler And Company to Money Concepts Advisory Serviceleft Nov 22, 2010, registered Apr 12, 2011 (141 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address