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E••••• D••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst11 years in industry

E••••• D••• S••••

Advisor at I•••••••• F••••••••

FOLEY, AL

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Search this name across graphsid dfx:ria:93bd21e1-a086-a857-81f2-e3ed6d34f256

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• F••••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• F••••••••	Institutional manager	Apr 19, 2018	n/a	yes	FOLEY, AL	Current employment
N•••••• G•••• S••••••••• I•••	Former SEC adviser	Mar 31, 2017	Dec 21, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• G•••• C••••••••• L••	N•••••• G•••• S••••••••• I•••	Apr 18, 2018	Mar 31, 2017	-383	Channel change	Other
N•••••• G•••• S••••••••• I•••	I•••••••• F••••••••	Dec 21, 2017

Relationships

Registered with (3)

→ I•••••••• F••••••••Registered adviserregistration: current employment
Apr 19, 2018 to presentfactForm ADV
→ N•••••• G•••• C••••••••• L••Registered adviserregistration: previous registration
Dec 22, 2014 to Apr 18, 2018factForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 31, 2017 to Dec 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93bd21e1-a086-a857-81f2-e3ed6d34f256
First observed: Dec 22, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.