DFX Intelligence

C•••••• B•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

C•••••• B•••• L••••

Advisor at L•• F•••••••• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:93c16b93-2bdd-c779-6264-1e7256f75242

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 10, 2008	n/a	yes	SEATTLE, WA	Current employment
F•••••••• A•••••••• A••••••• S•••••••	Former SEC adviser	Feb 23, 2009	Mar 31, 2011	no	OLYMPIA, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• A••••••• S•••••••	n/a	Mar 31, 2011	n/a	n/a	Departure no registered destination	Departure
A••••••••• A•••••• S•••••••• I•••	L•• F•••••••• L••	Dec 15, 2008	Dec 10, 2008	-5

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 10, 2008 to presentfactForm ADV
→ F•••••••• A•••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 23, 2009 to Mar 31, 2011factForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 29, 2005 to Dec 15, 2008factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93c16b93-2bdd-c779-6264-1e7256f75242
First observed: Feb 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.