C•••••• B•••• L••••

• L•• F•••••••• L•• BD affiliated current
  since Dec 10, 2008 · Seattle, Wa
• F•••••••• A•••••••• A••••••• S••••••• former
  Feb 23, 2009 to Mar 31, 2011 · Olympia, Wa
• A••••••••• A•••••• S•••••••• I••• unclassified
  Jul 29, 2005 to Dec 15, 2008 · Seattle, Wa
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Feb 1, 2000 to Aug 1, 2005 · Mountlake Terrace, Wa

• F•••••••• A•••••••• A••••••• S••••••• to no registered destination
  left Mar 31, 2011 · Departure, no registered destination
• A••••••••• A•••••• S•••••••• I••• to L•• F•••••••• L••
  left Dec 15, 2008, registered Dec 10, 2008 (-5 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to A••••••••• A•••••• S•••••••• I•••
  left Aug 1, 2005, registered Jul 29, 2005 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address