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B•••••• S• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

B•••••• S• H••••••••

Advisor at B•••••• H•••• P•••••• W•••••• L••

B•••••• H••••, CA

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Search this name across graphsid dfx:ria:93c2415f-0234-548a-37dd-63d6c5bf4cd0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• H•••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• H•••• P•••••• W•••••• L••	Independent wealth	Sep 18, 2025	n/a	yes	B•••••• H••••, CA	Current employment
S•••	Bd affiliated wealth	Apr 22, 2024	Apr 2, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••	B•••••• H•••• P•••••• W•••••• L••	Apr 2, 2025	Sep 18, 2025	169	Firm change	Ibd to RIA
C••• F••••••••	S•••	May 20, 2024	Apr 22, 2024

Relationships

Registered with (4)

→ B•••••• H•••• P•••••• W•••••• L••Registered adviserregistration: current employment
Sep 18, 2025 to presentfactForm ADV
→ S•••Registered adviserregistration: previous registration
Apr 22, 2024 to Apr 2, 2025factForm ADV
→ C••• F••••••••Registered adviserregistration: previous registration
Dec 9, 2020 to May 20, 2024factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
B•••••• S• H•••••••• left Seia for B•••••• H•••• P•••••• W•••••• L•• (registered 2025-09-18)
Form ADVobserved 7 days ago
Occurred
May 20, 2024
Advisor changed firm
B•••••• S• H•••••••• left C••• F•••••••• for Seia (registered 2024-04-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93c2415f-0234-548a-37dd-63d6c5bf4cd0
First observed: Oct 30, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.