DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• S• H••••••••

B•••••• H•••• P•••••• W•••••• L••independent RIAB•••••• H••••, CaIA-onlyIAPD 5407320

Certified Financial Planner

Feed of 09/14/2026

Also filed as B•••••• S• H••••••••

At current firm

1 y

since Sep 18, 2025

In the industry

18 y

since Oct 12, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••• H•••• P•••••• W•••••• L•• independent RIA current
since Sep 18, 2025 · B•••••• H••••, Ca
S••• BD affiliated
Apr 22, 2024 to Apr 2, 2025 · Redondo Beach, Ca
C••• F•••••••• independent RIA
Dec 9, 2020 to May 20, 2024 · El Segundo, Ca
C••• F•••••••• independent RIA
Jun 23, 2016 to Dec 31, 2019 · El Segundo, Ca
S••••••• F•••••••• S•••••••• I••• former
Oct 30, 2008 to Mar 4, 2016 · Deerfield, Il

Moves

a registration end followed by a registration begin elsewhere

S••• to B•••••• H•••• P•••••• W•••••• L••
left Apr 2, 2025, registered Sep 18, 2025 (169 days) · Affiliated broker-dealer or bank to independent RIA
C••• F•••••••• to S•••
left May 20, 2024, registered Apr 22, 2024 (-28 days) · RIA to affiliated broker-dealer or bank
S••••••• F•••••••• S•••••••• I••• to C••• F••••••••
left Mar 4, 2016, registered Jun 23, 2016 (111 days) · Other

Signals

B•••••• S• H•••••••• left Seia for B•••••• H•••• P•••••• W•••••• L•• (registered 2025-09-18)
Apr 2, 2025 · Advisor changed firm · fact
B•••••• S• H•••••••• left C••• F•••••••• for Seia (registered 2024-04-22)
May 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address