DFX Intelligence

J••••••• A•••• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

J••••••• A•••• A•••••••••

Advisor at R•• W••••• B•••••••• I•••

MONTCLAIR, NJ | MILLTOWN, NJ

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Search this name across graphsid dfx:ria:93c446f1-1d62-5cba-c14a-71928e4c339a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• B•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 2, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• B•••••••• I•••	Independent wealth	Jul 19, 2019	n/a	yes	MONTCLAIR, NJ\|MILLTOWN, NJ	Current employment
C••••• • A••••••••• I•••	Independent wealth	Aug 31, 2012	Jan 2, 2023	no	Montclair, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • A••••••••• I•••	R•• W••••• B•••••••• I•••	Jan 2, 2023	Jul 19, 2019	-1,263	Firm change after gap	Ibd to RIA
C••••• A•••••• N••••••• L••	C••••• • A••••••••• I•••	Sep 5, 2012	Aug 31, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
20999:169005:NJ:2022-12-31	Jan 2, 2023	Jul 19, 2019	MONTCLAIR, NJ	Firm change after gap

Relationships

Registered with (3)

→ R•• W••••• B•••••••• I•••Registered adviserregistration: current employment
Jul 19, 2019 to presentfactForm ADV
→ C••••• • A••••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2012 to Jan 2, 2023factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jul 23, 2007 to Sep 5, 2012factForm ADV

Dated events

Occurred
Jan 2, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93c446f1-1d62-5cba-c14a-71928e4c339a
First observed: Jul 23, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.