J•••• J• F••••

Advisor at S••••• A•••••••• L••

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93c56421-b380-f77e-06ae-4efafd63fb1a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••••••• L••	Independent wealth	Feb 19, 2025	n/a	yes	PASADENA, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	Apr 17, 2018	no	WEST COVINA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• C••••••• I•••	L•• F•••••••• L••	Feb 19, 2025	Nov 29, 2017	-2,639	Firm change after gap	RIA to RIA
L•• F•••••••• L••	S••••• A•••••••• L••	Apr 17, 2018	Feb 19, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
281597:6413:CA:2025-02-19	Feb 19, 2025	Nov 29, 2017	IRVINE, CA	Firm change after gap
6413:329415:CA:2018-04-13	Apr 17, 2018	Feb 19, 2025	WEST COVINA, CA	Firm change after gap
29604:281597:CA:2017-11-29	Nov 29, 2017	Feb 1, 2016	WEST COVINA, CA	Firm change after gap

Relationships

Registered with (4)

→ S••••• A•••••••• L••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ T•••••• C••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2016 to Feb 19, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Apr 17, 2018factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Feb 19, 2025
Advisor changed firm
J•••• J• F•••• left T•••••• C••••••• I••• for L•• F•••••••• L•• (registered 2017-11-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93c56421-b380-f77e-06ae-4efafd63fb1a
First observed: Oct 11, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.