DFX Intelligence

M••••••• S•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

M••••••• S•••••• R••••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:93ce06ac-e645-efd4-b191-ccb725794fc2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Dec 2, 2022	n/a	yes	NEW YORK, NY	Current employment
R•••• T•••• W••••• M•••••••••	Former SEC adviser	Oct 5, 2020	Dec 5, 2022	no	NEW YORK, NY\|Boca Raton, FL\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• T•••• W••••• M•••••••••	C••••• P••••••• L••	Dec 5, 2022	Dec 2, 2022	-3	Firm change	RIA to RIA
T• A••••••••• I••••••••• M••••••••• L••	R•••• T•••• W••••• M•••••••••	Sep 16, 2020	Oct 5, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
111304:151559:NY:2022-12-02	Dec 5, 2022	Dec 2, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Dec 2, 2022 to presentfactForm ADV
→ R•••• T•••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 5, 2020 to Dec 5, 2022factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 15, 2014 to Sep 16, 2020factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Dec 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93ce06ac-e645-efd4-b191-ccb725794fc2
First observed: Oct 9, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.