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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Melbourne, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 11, 2016 | n/a | yes | Melbourne, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 6, 2007 | Dec 16, 2015 | no | ORLANDO, FL|ROCKLEDGE, FL|ROCKLEDGE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 16, 2015 | Feb 11, 2016 | 57 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149018:FL:2015-12-16 | Dec 16, 2015 | Feb 11, 2016 | ROCKLEDGE, FL | Firm change |