DFX Intelligence

A•••••••• M•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

A•••••••• M•••••• M••••

Advisor at M•••• W••••• M•••••••••

Greenville, SC | BANGOR, ME

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Search this name across graphsid dfx:ria:93e39377-43d5-099d-6e70-98bc5ba169ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• W••••• M•••••••••	Independent wealth	Jan 20, 2017	n/a	yes	BANGOR, ME\|Greenville, SC	Current employment
A•••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jan 11, 2016	Dec 9, 2016	no	Greenville, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• I••••••••• M••••••••• L••	M•••• W••••• M•••••••••	Dec 9, 2016	Jan 20, 2017	42	Firm change	Other
S••••• O•• S••••••••• I•••	A•••••••• I••••••••• M••••••••• L••	Dec 31, 2015	Jan 11, 2016

Relationships

Registered with (4)

→ M•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 29, 2012 to Jan 14, 2013factForm ADV
→ A•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2016 to Dec 9, 2016factForm ADV
→ S••••• O•• S••••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2015 to Dec 31, 2015factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93e39377-43d5-099d-6e70-98bc5ba169ea
First observed: Jun 29, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.