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M•••• INVESTMENT CO., INC., CRD 2748
BANGOR, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• R•••••• D••••• | n/a | BANGOR, ME | 16 | 18 | n/a | no |
| P••• B•••••• M•••• | n/a | VENICE, FL | BANGOR, ME | 16 | 54 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P•••••••• A••••••••• I•• | Other Private Fund | $8.2M | Sep 14, 2026 | 50 | Sep 16, 2022 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| b••••• e•••• l•••• | CHIEF EXECUTIVE OFFICER | Na | yes | 09/2021 | Sep 14, 2026 | Sep 14, 2026 |
| H••••• D•••• A•• | CHIEF COMPLIANCE OFFICER & DIRECTOR OF FINANCE AND ADMINISTRATION | Na | yes | 03/2025 | Sep 14, 2026 | Sep 14, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Greenville | Sc | United States | 4 | no |
| Greenwood | Sc | United States | 4 | no |
| PRESQUE ISLE | Me | United States | 3 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.6B | n/a | n/a | $744M | 28.9% | 24 | n/a | 5 | n/a |
| no |
| D•••• A•••• C••• | n/a | BANGOR, ME | Sarasota, FL | 15 | 20 | n/a | no |
| Z•••••• P••• M•••• | n/a | BANGOR, ME | 14 | 17 | n/a | no |
| A•••••••• M•••••• M•••• | n/a | Greenville, SC | BANGOR, ME | 9 | 14 | 4 | no |
| E••• L•••• B•••• | n/a | Bangor, ME | 7 | 12 | n/a | no |
| E••• O•• B•••• | n/a | Greenville, SC | BANGOR, ME | 6 | 17 | 1 | no |
| T••••• J• H•••••• | n/a | BANGOR, ME | 4 | 16 | n/a | no |
| J•••• T•••• S•••• | Certified Financial Planner|Chartered Financial Consultant | Greenville, SC | 4 | 24 | 6 | no |
| D•••• G•• M•••• | n/a | Greenville, SC | 4 | 21 | 1 | no |
| C••• W•••••• K••••• | Certified Financial Planner | BANGOR, ME | 2 | 12 | n/a | no |
| K•••• O•••• | Chartered Financial Analyst | Greenville, SC | BANGOR, ME | 2 | 32 | 2 | no |
| S••••• J• Y•••• | n/a | BANGOR, ME | 0 | 13 | 1 | no |
| T•••••• K••• N••••• | n/a | Greenville, SC | BANGOR, ME | 0 | 11 | n/a | no |
| M••••• P•••• B•••••• |
| Chairman |
| C |
| yes |
| 09/2021 |
| Sep 14, 2026 |
| Sep 14, 2026 |
| M••••• Z••••••• P••• | President | E | yes | 09/2021 | Sep 14, 2026 | Sep 14, 2026 |
| $1.6B |
| $1.4B |
| 24 |
| 15 |
| 5 |
| 1 |
| n/a |
| 2023 | Mar 28, 2024 | $977M | $876M | 20 | 12 | 4 | 1 | $5.6M |
| 2022 | Mar 21, 2023 | $744M | $665M | 19 | 11 | 4 | 1 | $4.6M |
| 2021 | Mar 2, 2022 | $860M | $744M | 17 | 11 | 4 | n/a | n/a |
| 2020 | Mar 26, 2021 | $674M | $502M | 14 | 9 | 4 | n/a | n/a |
| 2019 | Mar 31, 2020 | $425M | $374M | 15 | 9 | 3 | n/a | n/a |
| 2018 | Mar 15, 2019 | $366M | $342M | 10 | 8 | 3 | n/a | n/a |
| 2017 | Mar 21, 2018 | $298M | $298M | 10 | 8 | 3 | n/a | n/a |
| 2016 | Jan 6, 2017 | $213M | $213M | 8 | 8 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $163M | $163M | 6 | 6 | n/a | n/a | n/a |