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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ALPHAONE INVESTMENT SERVICES, LLC

CRD 149146

BERWYN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93e3a33a-9d06-951c-e764-8792dae036ed

Data as of Mar 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2011 to Mar 31, 2019
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $273MItem 5.F on the latest filing (2019-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $273M
Private client RAUM: $4.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 7
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 27
Individual clients: 12
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $103Mgross asset value as reported per fund; never fund size
Custody, client assets: $103M
SEC number: 801-69890
CRD: 149146
Filings on the tape: 19
First filed: Dec 16, 2011
Latest filed: Mar 31, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ALPHAONE ESSENTIALS GLOBAL FUND, L.P.	Hedge Fund	$14.8M	Sep 23, 2013	18	Mar 28, 2012	dropped	021-153931
ALPHAONE GLOBAL INNOVATIONS MASTER FUND, LTD.	Hedge Fund	$10.8M	Mar 31, 2019	3	Jan 10, 2013	reported	021-188733

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALPHAONE CAPITAL PARTNERS, LLC	Member	E	yes	12/2008	Dec 16, 2011	Mar 31, 2019
ALPHAONE HOLDINGS, LLC	Member	E	yes	03/2009	Dec 16, 2011	Mar 31, 2019
HONDROS, PAUL, JAMES	Member	E	yes	11/2007	Dec 16, 2011	Mar 31, 2019
HONDROS, PAUL, JAMES	CHIEF EXECUTIVE OFFICER	Na	yes	12/2008	Dec 16, 2011	Mar 31, 2019
OHARA, DONALD, IRVING	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	05/2012	May 1, 2012	Mar 31, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALPHAONE INVESTMENT SERVICES, LLC	n/a	Former SEC adviser	$273M	N	no	n/a
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC	n/a	Institutional manager	$144M	Y	yes	n/a
ALPHAONE GLOBAL INNOVATIONS MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
ALPHAONE SATORI MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CHESTERBROOK CAPITAL	n/a	n/a	n/a	Y	yes	n/a
SILKWORTH CAPITAL PARTNERS LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 31, 2019	$273M	$273M	17	7	3	2	$103M
2017	Mar 30, 2018	$397M	$397M	17	7	3	2	$123M
2016	Mar 29, 2017	$382M	$382M	10	5	n/a	2	$123M
2015	Mar 30, 2016	$328M	$328M	13	7	n/a	2	$107M
2014	Mar 27, 2015	$316M	$316M	13	7	n/a	2	$100M
2013	Mar 31, 2014	$492M	$492M	16	7	n/a	2	$148M
2012	Apr 1, 2013	$635M	$635M	23	13	n/a	3	$221M
2011	Mar 28, 2012	$504M	$504M	n/a	n/a	n/a	2	$268M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$273M	$397M	-31.2%	$328M	-5.9%	17	17	3	3

Relationships

Affiliated with (2)

→ ALPHAONE INVESTMENT SERVICES, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor
factForm ADV
→ VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (2)

→ ALPHAONE GLOBAL INNOVATIONS MASTER FUND, LTD.Private fundHedge Fund, IA
Jan 10, 2013 to presentfactForm ADV
→ ALPHAONE ESSENTIALS GLOBAL FUND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Sep 23, 2013factForm ADV

Controls (4)

← HONDROS, PAUL, JAMESOwnerMEMBER, ownership code E, individual
Dec 16, 2011 to presentfactForm ADV
← OHARA, DONALD, IRVINGOwnerCHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 1, 2012 to presentfactForm ADV
← ALPHAONE CAPITAL PARTNERS, LLCOwnerMEMBER, ownership code E, domestic entity
Dec 16, 2011 to presentfactForm ADV
← ALPHAONE HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Dec 16, 2011 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2019
Regulatory AUM changed
Alphaone Investment Services, Llc reported RAUM $273.5M, down 31% from $397.4M (2018-03-30 to 2019-03-31)
Form ADVobserved 6 days ago
$-124M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93e3a33a-9d06-951c-e764-8792dae036ed
First observed: Dec 16, 2011
Last observed: Mar 31, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHAONE INVESTMENT SERVICES, LLC

CRD 149146

BERWYN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93e3a33a-9d06-951c-e764-8792dae036ed

Data as of Mar 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ALPHAONE ESSENTIALS GLOBAL FUND, L.P.

Hedge Fund

$14.8M

Sep 23, 2013

Mar 28, 2012

dropped

021-153931

ALPHAONE GLOBAL INNOVATIONS MASTER FUND, LTD.

Hedge Fund

$10.8M

Mar 31, 2019

Jan 10, 2013

reported

021-188733

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALPHAONE CAPITAL PARTNERS, LLC

Member

yes

12/2008

Dec 16, 2011

Mar 31, 2019

ALPHAONE HOLDINGS, LLC

Member

yes

03/2009

Dec 16, 2011

Mar 31, 2019

HONDROS, PAUL, JAMES

Member

yes

11/2007

Dec 16, 2011

Mar 31, 2019

HONDROS, PAUL, JAMES

CHIEF EXECUTIVE OFFICER

yes

12/2008

Dec 16, 2011

Mar 31, 2019

OHARA, DONALD, IRVING

CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

05/2012

May 1, 2012

Mar 31, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALPHAONE INVESTMENT SERVICES, LLC

n/a

Former SEC adviser

$273M

n/a

VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC

n/a

Institutional manager

$144M

yes

n/a

ALPHAONE GLOBAL INNOVATIONS MANAGEMENT, LLC

n/a

yes

n/a

ALPHAONE SATORI MANAGEMENT, LLC

n/a

yes

n/a

CHESTERBROOK CAPITAL

n/a

yes

n/a

SILKWORTH CAPITAL PARTNERS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 31, 2019

$273M

$103M

2017

Mar 30, 2018

$397M

$123M

2016

Mar 29, 2017

$382M

n/a

$123M

2015

Mar 30, 2016

$328M

n/a

$107M

2014

Mar 27, 2015

$316M

n/a

$100M

2013

Mar 31, 2014

$492M

n/a

$148M

2012

Apr 1, 2013

$635M

n/a

$221M

2011

Mar 28, 2012

$504M

n/a

$268M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$273M

$397M

-31.2%

$328M

-5.9%