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C••••••••• A•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)12 years in industry

C••••••••• A•••••• F••••

Advisor at L•• E••••••••• L••

SHERMAN OAKS, CA | CANOGA PARK, CA

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Search this name across graphsid dfx:ria:93e4ca52-3d25-8251-00d0-01629c571f5c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 5, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Mar 4, 2025	n/a	yes	CANOGA PARK, CA\|SHERMAN OAKS, CA	Current employment
A•••••••• C•••••• M•••••••••	Independent wealth	Nov 18, 2024	Mar 3, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• C•••••• M•••••••••	L•• E••••••••• L••	Mar 3, 2025	Mar 4, 2025	1	Firm change	RIA to new firm
O•••• W•••••• I•••	A•••••••• C•••••• M•••••••••	Oct 24, 2024

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Mar 4, 2025 to presentfactForm ADV
→ A•••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Nov 18, 2024 to Mar 3, 2025factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Oct 24, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
C••••••••• A•••••• F•••• left A•••••••• C•••••• M••••••••• for L•• E••••••••• L•• (registered 2025-03-04)
Form ADVobserved 7 days ago
Occurred
Oct 24, 2024
Advisor changed firm
C••••••••• A•••••• F•••• left O•••• W•••••• I••• for A•••••••• C•••••• M••••••••• (registered 2024-11-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93e4ca52-3d25-8251-00d0-01629c571f5c
First observed: Feb 5, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.