This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.75 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=2.0

Regulatory AUM

$243MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$156M

Private client RAUM

$181MderivedItem 5.D individuals plus high net worth individuals

Private client share

75%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$80.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

2

Offices

1Schedule D 1.F, beyond the principal office

Accounts

687

Individual clients

174

High net worth clients

46

SEC number

801-118365

CRD

166303

Filings on the tape

14

First filed

Mar 3, 2020

Latest filed

Mar 31, 2026

Organised

Corporation, CA

Website

zephyrim.com

• Occurred

  Mar 31, 2026
  Regulatory AUM changed

  Zephyr Wealth Management reported RAUM $242.8M, down 42% from $421.4M (2025-04-09 to 2026-03-31)

  Form ADVobserved 3 days ago
  $-179M
• Occurred

  Mar 3, 2020
  First Form ADV filing

  Zephyr Investment Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a15eacf3-88d4-9dab-e302-5fccfde613f8

First observed

Mar 3, 2020

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.