DFX Intelligence

J••• P•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant40 years in industry

J••• P•••••• R•••

Advisor at F••••••• W••••• A•••••••• L••

CHICAGO, IL | Las Vegas, NV

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Search this name across graphsid dfx:ria:93e92f72-821d-816f-4140-92c72c1ba7f9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 15, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• W••••• A•••••••• L••	I•••••••••_WEALTH	Oct 21, 2022	n/a	yes	Las Vegas, NV\|CHICAGO, IL	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 15, 2022	Sep 27, 2022	no	Las Vegas, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	F••••••• W••••• A•••••••• L••	Sep 27, 2022	Oct 21, 2022	24	Firm change	Ibd to RIA
N•• F•••••••• G••••• L••	I••••••••• F•••••••• G••••• L••	Jul 15, 2022	Jul 15, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
137743:7717:CA:2022-07-15	Jul 15, 2022	Jul 15, 2022	BURBANK, CA	Firm change

Relationships

Registered with (5)

→ F••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 15, 2022 to Sep 27, 2022factForm ADV
→ N•• F•••••••• G••••• L••Registered adviserregistration: previous registration
Mar 25, 2015 to Jul 15, 2022factForm ADV
→ A••••••• W••••• A•••••••• L••

Dated events

Occurred
Sep 27, 2022
Advisor changed firm
J••• P•••••• R••• left I••••••••• F•••••••• G••••• L•• for F••••••• W••••• A•••••••• L•• (registered 2022-10-21)
Form ADVobserved 7 days ago
Occurred
Jul 15, 2022
Advisor changed firm
J••• P•••••• R••• left N•• F•••••••• G••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2022-07-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93e92f72-821d-816f-4140-92c72c1ba7f9
First observed: Jan 15, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.