RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P•••••• R•••
- F••••••• W••••• A•••••••• L•• i••••••••• wealth currentsince Oct 21, 2022 · Las Vegas, Nv
- I••••••••• F•••••••• G••••• L•• BD affiliatedJul 15, 2022 to Sep 27, 2022 · Las Vegas, Nv
- N•• F•••••••• G••••• L•• formerMar 25, 2015 to Jul 15, 2022 · Las Vegas, Nv
- I••••••••• F•••••••• G••••• L•• BD affiliatedJan 21, 2014 to Mar 12, 2015 · San Diego, Ca
- F•••••••• A••••••• O• A••••••• L•• formerMar 27, 2009 to Aug 17, 2009 · Las Vegas, Nv
- A••••••• W••••• A•••••••• L•• unclassifiedJan 15, 2009 to Dec 31, 2009 · Henderson, Nv
- I••••••••• F•••••••• G••••• L•• to F••••••• W••••• A•••••••• L••left Sep 27, 2022, registered Oct 21, 2022 (24 days) · Affiliated broker-dealer or bank to independent RIA
- N•• F•••••••• G••••• L•• to I••••••••• F•••••••• G••••• L••left Jul 15, 2022, registered Jul 15, 2022 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- I••••••••• F•••••••• G••••• L•• to N•• F•••••••• G••••• L••left Mar 12, 2015, registered Mar 25, 2015 (13 days) · Other
- A••••••• W••••• A•••••••• L•• to F•••••••• A••••••• O• A••••••• L••left Dec 31, 2009, registered Mar 27, 2009 (-279 days) · Other
- F•••••••• A••••••• O• A••••••• L•• to I••••••••• F•••••••• G••••• L••left Aug 17, 2009, registered Jan 21, 2014 (1618 days) · Other
- J••• P•••••• R••• left I••••••••• F•••••••• G••••• L•• for F••••••• W••••• A•••••••• L•• (registered 2022-10-21)Sep 27, 2022 · Advisor changed firm · fact
- J••• P•••••• R••• left N•• F•••••••• G••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2022-07-15)Jul 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address