DFX Intelligence

D••••••• W••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

D••••••• W••••• M••••••••• I•••

CRD 136553

RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Jun 11, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2012 to Jun 11, 2014
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $56.1M••• Locked
Discretionary RAUM: $56.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T••••••••• R•••••• H••••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	02/2006	Feb 7, 2012	Jun 11, 2014

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	May 7, 2014

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$56.1M	n/a	n/a	n/a	n/a	2	n/a	n/a	n/a

Relationships

Controls (1)

← T••••••••• R•••••• H••••••OwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 7, 2012 to presentfactForm ADV

Registered with (3)

← R••••• H•••••• T•••••••••Advisorregistration: previous registration
Aug 11, 2008 to Mar 30, 2018factForm ADV
← D•••• O• S••••Advisorregistration: previous registration
Apr 20, 2015 to Feb 3, 2016factForm ADV
←

Dated events

Order

Occurred
4 Jun 2013
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 7, 2012
Last observed: Jun 11, 2014 149 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.