DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Dominion Wealth Management, Inc.

Former SEC-registered adviserReston, VirginiaCRD 136553SEC 801-78182IAPD
Latest filing Jun 11, 2014
First filing on the tape Feb 7, 2012 · 13 filings
RAUM
$56.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$56.1M as of May 7, 2014
Feb 7, 2012$78.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 1
Employees (5.A): 2
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 11, 2014; every figure names its basis
RAUM per advisor
$56.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$103,171derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
544reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Hubbard Robert Trowbridge · President And Chief Compliance Officercontrol
    since 02/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory activities · 4 to 3
    Mar 26, 2014 to Apr 14, 2014
  • Accounts · 750 to 544
    Jun 4, 2013 to Mar 26, 2014
  • Advisory employees · 2 to 1
    Jun 4, 2013 to Mar 26, 2014
  • Employees · 4 to 2
    Jun 4, 2013 to Mar 26, 2014
  • Financial planning clients · 101-250 to 51-100
    Jun 4, 2013 to Mar 26, 2014
  • Discretionary RAUM · $100M to $56.1M
    Jun 4, 2013 to Mar 26, 2014
  • Non-discretionary RAUM · $5.0M to $26,671
    Jun 4, 2013 to Mar 26, 2014
  • RAUM · $105M to $56.1M
    Jun 4, 2013 to Mar 26, 2014
  • Accounts · 700 to 750
    Jul 30, 2012 to Jun 4, 2013
  • Advisory employees · unset to 2.0
    Jul 30, 2012 to Jun 4, 2013
  • BD registered reps · unset to 1.0
    Jul 30, 2012 to Jun 4, 2013
  • Assets in custody · 78000000.0 to unset
    Jul 30, 2012 to Jun 4, 2013
  • Custody of client assets · true to false
    Jul 30, 2012 to Jun 4, 2013
  • Employees · unset to 4.0
    Jul 30, 2012 to Jun 4, 2013
  • State-registered IARs · unset to 1.0
    Jul 30, 2012 to Jun 4, 2013
  • Discretionary RAUM · $70.0M to $100M
    Jul 30, 2012 to Jun 4, 2013
  • Non-discretionary RAUM · $8.0M to $5.0M
    Jul 30, 2012 to Jun 4, 2013
  • RAUM · $78.0M to $105M
    Jul 30, 2012 to Jun 4, 2013
  • Assets in custody · unset to 78000000.0
    Mar 23, 2012 to Apr 11, 2012
  • Custody of client assets · false to true
    Mar 23, 2012 to Apr 11, 2012
Signals
1 dated events
  • Dominion Wealth Management, Inc. filed its initial SEC registration (Form ADV)
    Jun 4, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026