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Advisor at WILLIS TOWERS WATSON SECURITIES, LLC
CHICAGO, IL | Fort Worth, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WILLIS TOWERS WATSON SECURITIES, LLC | Former SEC adviser | Sep 17, 2026 | n/a | yes | CHICAGO, IL|Fort Worth, TX | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jul 27, 2026 | Aug 17, 2026 | no | DALLAS, TX | Previous registration |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Sep 12, 2024 | Jul 28, 2026 | no | Fort Worth, TX|Fort Worth, TX|Princeton, TX|FORT WORTH, TX | Previous registration |
| EDWARD JONES | National bd RIA | Mar 19, 2020 | Sep 10, 2024 | no | TEMPE, AZ|Dallas, TX|ST LOUIS, MO|PRINCETON, TX|ST LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 4, 2018 | Mar 11, 2020 | no | DALLAS, TX | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jan 8, 2018 | Mar 29, 2018 | no | SAN ANTONIO, TX | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Sep 15, 2017 | Jan 8, 2018 | no | SAN ANTONIO, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 8, 2016 | Aug 23, 2017 | no | SAN ANTONIO, TX | Previous registration |
| EDWARD JONES | National bd RIA | Nov 13, 2015 | May 18, 2016 | no | WEST MONROE, LA|WEST MONROE, LA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | WILLIS TOWERS WATSON SECURITIES, LLC | Aug 17, 2026 | Sep 17, 2026 | 31 | Firm change | Ibd to new firm |
| FIRST COMMAND ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Jul 28, 2026 | Jul 27, 2026 | -1 | Firm change | Ibd to ibd |
| EDWARD JONES | FIRST COMMAND ADVISORY SERVICES | Sep 10, 2024 | Sep 12, 2024 | 2 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | EDWARD JONES | Mar 11, 2020 | Mar 19, 2020 | 8 | Firm change | Wirehouse to ibd |
| USAA INVESTMENT SERVICES COMPANY | WELLS FARGO ADVISORS | Mar 29, 2018 | May 4, 2018 | 36 | Firm change | Ibd to wirehouse |
| USAA FINANCIAL PLANNING SERVICES | USAA INVESTMENT SERVICES COMPANY | Jan 8, 2018 | Jan 8, 2018 | 0 | Bulk transfer | Other |
| J.P. MORGAN SECURITIES LLC | USAA FINANCIAL PLANNING SERVICES | Aug 23, 2017 | Sep 15, 2017 | 23 | Firm change | Other |
| EDWARD JONES | J.P. MORGAN SECURITIES LLC | May 18, 2016 | Aug 8, 2016 | 82 | Firm change | Ibd to wirehouse |