DFX Intelligence

B•••• T••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

B•••• T••••• O•••••

Advisor at C••• L••

Jackson, MI | OMAHA, NE

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Search this name across graphsid dfx:ria:93ed2dd1-ae3c-9e1f-5256-b3594dce4246

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jun 10, 2024	n/a	yes	OMAHA, NE\|Jackson, MI	Current employment
A•••• W•••••• I•••	Former SEC adviser	Nov 8, 2013	Dec 16, 2024	no	JACKSON, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W•••••• I•••	C••• L••	Dec 16, 2024	Jun 10, 2024	-189	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
147943:155344:MI:2024-12-16	Dec 16, 2024	Jun 10, 2024	JACKSON, MI	Firm change after gap

Relationships

Registered with (2)

→ C••• L••Registered adviserregistration: current employment
Jun 10, 2024 to presentfactForm ADV
→ A•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 8, 2013 to Dec 16, 2024factForm ADV

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93ed2dd1-ae3c-9e1f-5256-b3594dce4246
First observed: Nov 8, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.