DFX Intelligence
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CRD 147943
JACKSON, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| R••••• D•••••• A•••• | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | yes | 07/2008 | Dec 3, 2020 | Mar 1, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 1, 2024 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $202M | $183M | 10.0% | $167M | 6.5% | 5 | 5 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••• L•• | 3 | Dec 16, 2024 | Jun 10, 2024 | JACKSON, MI | Firm absorbed | RIA to ibd | 100.0% |
| $202M |
| $202M |
| 5 |
| 3 |
| 0 |
| n/a |
| n/a |
| 2022 | Mar 27, 2023 | $183M | $183M | 5 | 2 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $180M | $180M | 2 | 2 | 0 | n/a | n/a |
| 2020 | Apr 1, 2021 | $167M | $165M | 2 | 2 | 0 | n/a | n/a |