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Advisor at 603 FINANCIAL ADVISORS, LLC
NEWFIELDS, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 603 FINANCIAL ADVISORS, LLC | Independent wealth | Mar 16, 2023 | n/a | yes | NEWFIELDS, NH | Current employment |
| THE PATRIOT FINANCIAL GROUP, LLC | Independent wealth | May 21, 2021 | Aug 7, 2023 | no | Newfields, NH|WALPOLE, MA | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Aug 15, 2012 | May 24, 2021 | no | CONCORD, NH|LACONIA, NH|CONCORD, NH|MERIDEN, CT|Portsmouth, NH|PLYMOUTH, NH|Concord, NH|HANOVER, NH|Concord, NH | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jun 30, 2003 | Apr 15, 2008 | no | ANDOVER, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE PATRIOT FINANCIAL GROUP, LLC | 603 FINANCIAL ADVISORS, LLC | Aug 7, 2023 | Mar 16, 2023 | -144 | Firm change after gap | RIA to RIA |
| OSAIC INSTITUTIONS, INC. | THE PATRIOT FINANCIAL GROUP, LLC | May 24, 2021 | May 21, 2021 | -3 | Firm change | Ibd to RIA |
| CETERA INVESTMENT SERVICES LLC | OSAIC INSTITUTIONS, INC. | Apr 15, 2008 | Aug 15, 2012 | 1,583 | Firm change after gap | Other |